Governance & Corporate Information
Institutional oversight, regulatory compliance disclosures, management profiles, and statutory credentials.
Board of Directors
Mr. Naeem Rafi
Chief ExecutiveMr. Naeem Rafi has tremendous experience of more than three decades in the securities market. He has been working since 1985 as Chief Executive of the brokerage house. Under his guidance, Rafi Securities (Pvt) Ltd, formerly known as Malik Rafi & Co., became a Corporate Member of the stock exchange and dynamically flourished throughout the country. He was elected as a member of the Board of Directors of the Karachi Stock Exchange for two consecutive years, 1996 and 1997, serving on multiple committees including Technology, Floor & Trade, Rules & Regulations, Arbitration, and Chairman of Committee coordination with SECP regulators.
Mrs. Samia Naeem
DirectorDirector of the company with over ten years of experience in stock trading and management. Her trading and organizational management skills continue to support the company's market position.
Mr. Muhammed Saleem Mansoori
DirectorDirector of the company with extensive experience in equity trading and organizational operations. His market insights assist in strategic decision-making across brokerage activities.
Sponsor Profile
Mr. Naeem Rafi
S/o Haji Malik Muhammad RafiMr. Naeem Rafi has tremendous experience of over three decades in the securities market. He has served since 1985 as Chief Executive of the brokerage house. Under his leadership, Rafi Securities (Pvt) Ltd became a Corporate Member of Pakistan Stock Exchange Ltd., expanding its presence across institutional and retail markets nationwide.
Pattern of Shareholding
Statutory Disclosures
Shareholding disclosures and statutory pattern statements are maintained and updated periodically per regulatory guidelines.
Audit Committee
Committee Composition
The Audit Committee comprises the following individual:
- Mr. Umer Farooq
Compliance Officer
Designated Compliance Official
Mr. Kaleem Ullah
External Auditors
Nasir Javaid Maqsood Imran (NJMI)
Chartered Accountants
Nasir Javaid Maqsood Imran (NJMI) Chartered Accountants, established in 1995, is an independent member firm of CPA Associates International (CPAAI).
Karachi Address: 807, 8th Floor, Q.M. House, Plot No. 11/2, Ellander Road, Opp. Shaheen Complex, Off I.I. Chundrigar Road, Karachi, Pakistan.
Telephone: +92-21-32212382 | Fax: +92-21-32211515
Email: khi@njmi.net
Legal Advisor
M. Ishaq Ali & Co.
Advocates & Legal Consultants representing corporate regulatory affairs for Rafi Securities (Pvt) Ltd.
Regulatory & Statutory Credentials
| Parameter | Details |
|---|---|
| Company Registration No. | k - 108348/0042506 |
| Sales Tax Number | S-1276663-1 |
| National Tax Number (NTN) | 1276663-1 |
| Broker Registration No. | BRK-101 |
| TREC Holder PSX | # 159 |